SFC Licences of YIP Lai Kuen 葉麗娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 02 April 2019 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 02 April 2019 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 29 December 2014 | 05 December 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 29 December 2014 | 05 December 2018 |
iBest Consultants Limited | RE | 1 | 09 March 2009 | 05 December 2018 |
iBest Consultants Limited | RE | 4 | 21 February 2008 | 05 December 2018 |