SFC Licences of SUEN Yi Nga 孫以雅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Capital Limited 農銀國際融資有限公司 RE 6 07 February 2014 09 April 2014
ABCI Capital Limited 農銀國際融資有限公司 RE 1 07 February 2014 09 April 2014
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 07 February 2014 09 April 2014
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 10 November 2011 16 January 2014
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 10 November 2011 16 January 2014
Celestial Commodities Limited 時富商品有限公司 RE 2 05 January 2011 05 July 2011
Celestial Securities Limited 時富證券有限公司 RE 1 05 January 2011 05 July 2011
Open Securities Limited 開盤證券有限公司 RE 4 20 August 2010 15 December 2010
Open Securities Limited 開盤證券有限公司 RE 2 20 August 2010 15 December 2010
Open Securities Limited 開盤證券有限公司 RE 1 10 November 2009 15 December 2010
Nerico Brothers Limited RE 2 25 August 2009 30 October 2009
Nerico Brothers Limited RE 1 25 August 2009 30 October 2009
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 25 March 2009 21 May 2009
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 12 February 2009 21 May 2009
South China Research Limited 南華資料研究有限公司 RE 4 24 July 2008 15 October 2008
South China Securities Limited 南華證券投資有限公司 RE 1 24 July 2008 15 October 2008
MF Global Hong Kong Limited 明富環球香港有限公司 RE 3 04 March 2008 30 June 2008