SFC Licences of SUEN Yi Nga 孫以雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 07 February 2014 | 09 April 2014 |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 07 February 2014 | 09 April 2014 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 07 February 2014 | 09 April 2014 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 10 November 2011 | 16 January 2014 |
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 10 November 2011 | 16 January 2014 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 05 January 2011 | 05 July 2011 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 05 January 2011 | 05 July 2011 |
Open Securities Limited 開盤證券有限公司 | RE | 4 | 20 August 2010 | 15 December 2010 |
Open Securities Limited 開盤證券有限公司 | RE | 2 | 20 August 2010 | 15 December 2010 |
Open Securities Limited 開盤證券有限公司 | RE | 1 | 10 November 2009 | 15 December 2010 |
Nerico Brothers Limited | RE | 2 | 25 August 2009 | 30 October 2009 |
Nerico Brothers Limited | RE | 1 | 25 August 2009 | 30 October 2009 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 25 March 2009 | 21 May 2009 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 12 February 2009 | 21 May 2009 |
South China Research Limited 南華資料研究有限公司 | RE | 4 | 24 July 2008 | 15 October 2008 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 24 July 2008 | 15 October 2008 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 3 | 04 March 2008 | 30 June 2008 |