SFC Licences of KO Ka Wai 高家慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 | RE | 1 | 20 August 2012 | 10 May 2022 |
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 4 | 19 December 2009 | 17 February 2010 |
Bank Consortium Trust Company Limited 銀聯信託有限公司 | RE | 4 | 11 April 2008 | 01 August 2009 |