SFC Licences of KO Ka Wai 高家慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 RE 1 20 August 2012 10 May 2022
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 4 19 December 2009 17 February 2010
Bank Consortium Trust Company Limited 銀聯信託有限公司 RE 4 11 April 2008 01 August 2009