SFC Licences of CHAN King Lok 陳敬樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 08 November 2023 | |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 08 November 2023 | |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 | RE | 4 | 04 July 2023 | 24 October 2023 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 | RE | 1 | 14 December 2022 | 24 October 2023 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 24 July 2019 | 23 November 2022 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 12 August 2014 | 05 July 2019 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 14 June 2012 | 05 July 2019 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 18 May 2010 | 30 December 2015 |
| Lamtex Securities Limited 林達證券有限公司 | RE | 1 | 07 April 2008 | 08 May 2010 |