SFC Licences of LUO Xi 羅玺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zenas Capital Management Limited 澤源資本管理有限公司 | RO | 9 | 08 September 2016 | |
Zenas Capital Management Limited 澤源資本管理有限公司 | RE | 9 | 24 May 2016 | 08 September 2016 |
SIFT Capital Partners Limited 仕富資本有限公司 | RO | 9 | 28 October 2013 | 09 September 2014 |
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 9 | 17 June 2010 | 21 September 2012 |
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 4 | 17 June 2010 | 21 September 2012 |
Marshall Wace Gavekal Asia Limited | RE | 9 | 02 July 2008 | 31 December 2008 |
Gavekal Capital Limited | RE | 9 | 25 March 2008 | 13 May 2010 |