SFC Licences of LEE Tak Ming, Rix 李德明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 | RE | 1 | 22 July 2008 | 18 November 2008 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 19 June 2008 | 18 November 2008 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 23 April 2008 | 18 November 2008 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 29 February 2008 | 18 November 2008 |