SFC Licences of DU Josh Sheng 杜晟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Horizon Asset International (HK) Limited
RE 9 11 February 2019 20 October 2020
Nine Masts Capital Limited 天元資本有限公司
RE 9 26 May 2016 17 December 2018
Investec Capital Asia Limited 天達融資亞洲有限公司
RE 4 02 July 2013 08 November 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 4 22 January 2010 20 June 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1 30 December 2009 20 June 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
RE 1 26 February 2008 25 July 2009