SFC Licences of DU Josh Sheng 杜晟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
EM Investment Management Limited | RO | 9 | 24 August 2022 | 14 November 2022 |
EM Investment Management Limited | RO | 4 | 24 August 2022 | 14 November 2022 |
EM Investment Management Limited | RO | 1 | 24 August 2022 | 14 November 2022 |
Horizon Asset International (HK) Limited | RE | 9 | 11 February 2019 | 20 October 2020 |
Nine Masts Capital Limited 天元資本有限公司 | RE | 9 | 26 May 2016 | 17 December 2018 |
Templewater Hong Kong Limited 善水資本香港有限公司 | RE | 4 | 02 July 2013 | 08 November 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 22 January 2010 | 20 June 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 December 2009 | 20 June 2012 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 26 February 2008 | 25 July 2009 |