SFC Licences of DU Josh Sheng 杜晟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Horizon Asset International (HK) Limited |
RE | 9 | 11 February 2019 | 20 October 2020 |
| Nine Masts Capital Limited 天元資本有限公司 |
RE | 9 | 26 May 2016 | 17 December 2018 |
| Investec Capital Asia Limited 天達融資亞洲有限公司 |
RE | 4 | 02 July 2013 | 08 November 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RE | 4 | 22 January 2010 | 20 June 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RE | 1 | 30 December 2009 | 20 June 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RE | 1 | 26 February 2008 | 25 July 2009 |