SFC Licences of SHIN Yoon Sik

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 16 September 2013 16 June 2023
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 9 07 May 2010 06 September 2013
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 4 07 May 2010 06 September 2013
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 9 26 February 2008 01 May 2010