SFC Licences of SHIN Yoon Sik
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 16 September 2013 | 16 June 2023 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 07 May 2010 | 06 September 2013 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 07 May 2010 | 06 September 2013 |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 9 | 26 February 2008 | 01 May 2010 |