SFC Licences of XIE Jinhui 謝錦慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Symmetry Investments (Hong Kong) Limited 對稱資本有限公司	RE	9	06 July 2021
Aisance Asset Management Limited 君達資產管理有限公司	RO	9	04 December 2018	31 May 2021
Aisance Asset Management Limited 君達資產管理有限公司	RO	4	04 December 2018	31 May 2021
Aisance Asset Management Limited 君達資產管理有限公司	RE	4	04 December 2018	04 December 2018
Aisance Asset Management Limited 君達資產管理有限公司	RE	9	12 November 2018	04 December 2018
Red Cliff Asset Management Limited 赤壁資產管理有限公司	RE	9	10 November 2016	03 April 2018
Aisance Asset Management Limited 君達資產管理有限公司	RE	9	18 January 2013	18 October 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	02 July 2009	30 November 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	02 July 2009	30 November 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	02 July 2009	30 November 2011
Nomura Securities (Hong Kong) Limited	RE	1	10 December 2008	08 April 2009
Nomura Futures (Hong Kong) Limited	RE	2	10 December 2008	08 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	08 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	10 October 2008	08 April 2009
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司	RE	1	02 April 2008	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	03 March 2008	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	03 March 2008	29 September 2008