SFC Licences of FERNS Stewart Kenneth
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
City Financial Investment Company (Hong Kong) Limited | RE | 9 | 25 January 2017 | 18 August 2017 |
Ballingal Investment Advisors Limited | RE | 9 | 13 November 2009 | 31 March 2011 |
Ballingal Investment Advisors Limited | RE | 5 | 13 November 2009 | 31 March 2011 |
Ballingal Investment Advisors Limited | RE | 4 | 13 November 2009 | 31 March 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 03 March 2008 | 03 November 2008 |