SFC Licences of XIAO Lan 肖蘭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 6 | 18 March 2015 | 30 September 2016 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 4 | 18 March 2015 | 30 September 2016 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 1 | 18 March 2015 | 30 September 2016 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 20 August 2014 | 18 March 2015 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 03 July 2014 | 18 March 2015 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 03 July 2014 | 18 March 2015 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 03 March 2008 | 17 March 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 03 March 2008 | 17 March 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 03 March 2008 | 17 March 2014 |