SFC Licences of LEE Bong Tae 李鳳泰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 30 June 2021 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 15 November 2018 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 15 November 2018 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 13 May 2014 | 05 June 2017 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 13 May 2014 | 05 June 2017 |
Aberdeen International Investment Management Limited | RE | 1 | 03 March 2008 | 10 December 2008 |
Aberdeen International Investment Management Limited | RE | 4 | 03 March 2008 | 10 December 2008 |