SFC Licences of LEE Bong Tae 李鳳泰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 2 30 June 2021
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 4 15 November 2018
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 15 November 2018
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 13 May 2014 05 June 2017
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 13 May 2014 05 June 2017
Aberdeen International Investment Management Limited RE 1 03 March 2008 10 December 2008
Aberdeen International Investment Management Limited RE 4 03 March 2008 10 December 2008