SFC Licences of CHAN Sung 陳嵩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 March 2022 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 01 March 2022 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 March 2022 | |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 29 July 2019 | 03 January 2022 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 15 April 2016 | 30 June 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 15 April 2016 | 30 June 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 April 2016 | 30 June 2019 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 10 June 2008 | 16 May 2011 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 March 2008 | 16 May 2011 |