SFC licenceholder AQP721 WANG Xiaochuan 王曉川

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RO [2] (Dealing in Futures Contracts) 25 August 2017
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 12 August 2011 25 August 2017
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities) 07 July 2011
Essence International Financial Holdings Limited 安信國際金融控股有限公司 RO [1] (Dealing in Securities) 07 July 2011 15 September 2014
Essence International Financial Holdings Limited 安信國際金融控股有限公司 RO [4] (Advising on Securities) 07 July 2011 13 August 2012
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 16 November 2010 07 July 2011
Essence International Financial Holdings Limited 安信國際金融控股有限公司 RE [1] (Dealing in Securities) 12 May 2010 07 July 2011
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE [1] (Dealing in Securities) 21 May 2008 19 April 2010