SFC Licences of WANG Xiaochuan 王曉川
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 | RO | 2 | 25 August 2017 | |
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 | RE | 2 | 12 August 2011 | 25 August 2017 |
Essence International Financial Holdings Limited 安信國際金融控股有限公司 | RO | 1 | 07 July 2011 | 15 September 2014 |
Essence International Financial Holdings Limited 安信國際金融控股有限公司 | RO | 4 | 07 July 2011 | 13 August 2012 |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RO | 4 | 07 July 2011 | |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RO | 1 | 07 July 2011 | |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 16 November 2010 | 07 July 2011 |
Essence International Financial Holdings Limited 安信國際金融控股有限公司 | RE | 1 | 12 May 2010 | 07 July 2011 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 21 May 2008 | 19 April 2010 |