SFC Licences of YIP Chun Kuen, Eddy 葉俊權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 24 June 2021 | 04 September 2021 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 24 June 2021 | 04 September 2021 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RO | 4 | 30 August 2018 | 04 September 2020 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RO | 1 | 30 August 2018 | 04 September 2020 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 02 March 2018 | 30 August 2018 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 02 February 2018 | 30 August 2018 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 26 July 2016 | 28 December 2017 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 27 June 2012 | 28 December 2017 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 30 June 2010 | 10 April 2013 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 31 March 2008 | 15 May 2010 |