SFC Licences of TAM Chung Wai 譚中維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 22 January 2015 | 08 March 2021 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 22 January 2015 | 08 March 2021 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 15 May 2012 | 16 January 2015 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 04 March 2010 | 16 January 2015 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 10 December 2009 | 16 January 2015 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 16 February 2009 | 30 September 2009 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 29 February 2008 | 07 February 2009 |