SFC Licences of CHAN Nga Yee, Lilian 陳雅儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RE 7 14 November 2022
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 14 November 2022
Macquarie Asia Securities Limited RE 1 14 November 2022
J.P. Morgan Broking (Hong Kong) Limited RE 5 07 June 2013 10 April 2014
J.P. Morgan Broking (Hong Kong) Limited RE 4 07 June 2013 10 April 2014
J.P. Morgan Broking (Hong Kong) Limited RE 2 07 June 2013 10 April 2014
J.P. Morgan Broking (Hong Kong) Limited RE 1 07 June 2013 10 April 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 04 March 2008 18 June 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 04 March 2008 18 June 2012