SFC Licences of CHAN Nga Yee, Lilian 陳雅儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 14 November 2022 | |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 14 November 2022 | |
Macquarie Asia Securities Limited | RE | 1 | 14 November 2022 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 07 June 2013 | 10 April 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 07 June 2013 | 10 April 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 07 June 2013 | 10 April 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 07 June 2013 | 10 April 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 04 March 2008 | 18 June 2012 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 04 March 2008 | 18 June 2012 |