SFC Licences of LI Wu 李武
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RO | 4 | 19 September 2018 | |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RO | 1 | 19 September 2018 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 05 February 2016 | 27 May 2021 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 1 | 05 February 2016 | 19 September 2018 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 4 | 06 October 2015 | 19 September 2018 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RO | 9 | 23 April 2012 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 22 March 2012 | 27 May 2021 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 10 March 2008 | 23 April 2012 |