SFC Licences of KWAN Ching 關正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 07 March 2016 | |
Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 9 | 14 December 2015 | |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 29 April 2015 | |
Sanfull Securities Limited 新富證券有限公司 | RE | 1 | 11 April 2008 | 15 April 2015 |