SFC Licences of LU Yiu Kit 呂耀傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 | RE | 9 | 05 March 2019 | 04 October 2019 |
| Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 | RE | 4 | 05 March 2019 | 04 October 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 26 February 2019 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 29 December 2014 | 26 February 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 June 2014 | 02 October 2017 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 15 June 2009 | 07 June 2014 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 15 June 2009 | 07 June 2014 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 06 March 2008 | 12 May 2009 |