SFC Licences of WAKAO Tetsuji 若生哲史

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hyuet Capital Limited 泓悅資本有限公司	RO	9	04 April 2023
Hyuet Capital Limited 泓悅資本有限公司	RO	4	04 April 2023
Future Securities Limited 未來證券有限公司	RO	9	09 September 2019	28 February 2023
Future Securities Limited 未來證券有限公司	RE	2	20 June 2019	28 February 2023
Future Securities Limited 未來證券有限公司	RE	1	20 June 2019	28 February 2023
China Enterprise Securities Company Limited 華業金控證券有限公司	RO	5	19 February 2019	29 March 2019
China Enterprise Securities Company Limited 華業金控證券有限公司	RO	2	19 February 2019	29 March 2019
China Enterprise Securities Company Limited 華業金控證券有限公司	RO	9	11 April 2018	29 March 2019
China Enterprise Securities Company Limited 華業金控證券有限公司	RE	1	15 November 2017	19 April 2018
China Enterprise Securities Company Limited 華業金控證券有限公司	RE	9	15 November 2017	11 April 2018
Yue Xiu Asset Management Limited 越秀資產管理有限公司	RE	9	14 March 2017	25 August 2017
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	29 April 2014	25 August 2017
Grand China Securities Limited 華業證券有限公司	RE	1	14 June 2012	30 August 2013
Yue Xiu Futures Company Limited 越秀期貨有限公司	RO	5	26 October 2011	25 August 2017
Yue Xiu Futures Company Limited 越秀期貨有限公司	RO	2	22 October 2010	25 August 2017
Yue Xiu Futures Company Limited 越秀期貨有限公司	RE	2	05 October 2010	22 October 2010
CNI Securities Group Limited 中國北方證券集團有限公司	RE	1	21 January 2010	24 June 2010
GBS International Financial Limited	RO	2	15 June 2009	19 August 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	05 February 2009	15 March 2009
Nihon Unicom Financial Limited 日聯金融股份有限公司	RO	2	03 June 2008	30 November 2008