SFC Licences of NG Yu Kwong 吳宇光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 24 January 2014 | 18 July 2015 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 07 January 2014 | 18 July 2015 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 07 January 2014 | 18 July 2015 |
Win Wong Securities Limited 宏旺證券有限公司 | RO | 1 | 17 June 2011 | 27 December 2013 |
Win Wong Securities Limited 宏旺證券有限公司 | RE | 1 | 14 April 2008 | 17 June 2011 |