SFC Licences of NG Pak Lin 伍柏廉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 21 October 2021 | |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 08 July 2021 | 21 October 2021 |
| Advent Corporate Finance Limited 宏智融資有限公司 | RO | 6 | 18 October 2018 | 07 May 2021 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 08 July 2016 | 10 October 2018 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 10 June 2013 | 08 July 2016 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 27 April 2011 | 24 May 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 6 | 17 March 2010 | 01 April 2011 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 6 | 04 June 2008 | 11 March 2010 |