SFC Licences of XU Zhan 徐湛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 6 | 22 November 2016 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 1 | 22 November 2016 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 22 November 2016 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RO | 6 | 05 December 2014 | 22 August 2016 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RO | 1 | 05 December 2014 | 22 August 2016 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 16 January 2013 | 05 December 2014 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 16 January 2013 | 05 December 2014 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 25 October 2012 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 10 March 2008 | 10 May 2010 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 10 March 2008 | 10 May 2010 |