SFC Licences of YUEN Ming Wai, Josephine 袁明慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 14 January 2013 | 09 May 2017 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 14 January 2013 | 09 May 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 17 June 2008 | 28 May 2012 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 17 June 2008 | 28 May 2012 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 10 March 2008 | 13 May 2008 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 10 March 2008 | 13 May 2008 |