SFC Licences of CHOY Yau Fai 蔡佑徽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ruibang Securities Limited 瑞邦證券有限公司
RO 1, 4 08 January 2021 30 April 2021
Easy One Securities Limited 易易壹證券有限公司
RO 2 22 October 2019 05 January 2021
Easy One Securities Limited 易易壹證券有限公司
RE 2 14 August 2018 22 October 2019
Easy One Securities Limited 易易壹證券有限公司
RO 4 16 March 2017 05 January 2021
Easy One Securities Limited 易易壹證券有限公司
RO 1 31 August 2016 05 January 2021
CLC Securities Limited 創僑證券有限公司
RE 1 11 February 2016 17 August 2016
CLC Futures Limited 創僑期貨有限公司
RE 2 11 February 2016 17 August 2016
Yue Xiu Futures Company Limited 越秀期貨有限公司
RE 2 10 April 2015 01 February 2016
Yue Xiu Securities Company Limited 越秀証券有限公司
RE 1 10 March 2015 01 February 2016
Huabang Securities Limited 華邦證券有限公司
RO 1, 4 18 December 2012 27 February 2015
Huabang Securities Limited 華邦證券有限公司
RE 1 23 March 2012 18 December 2012
China Tonghai Securities Limited 中國通海證券有限公司
RE 1, 2, 9 09 July 2010 15 March 2012
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 31 August 2009 18 June 2010
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 31 August 2009 18 June 2010
Enlighten Futures Limited 名匯期貨有限公司
RE 2 08 April 2009 19 August 2009
Enlighten Securities Limited 名匯證券有限公司
RE 1 08 April 2009 19 August 2009
CASH Wealth Management Limited 時富財富管理有限公司
RE 4 03 April 2008 03 October 2008