SFC Licences of CHOY Yau Fai 蔡佑徽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ruibang Securities Limited 瑞邦證券有限公司 |
RO | 1, 4 | 08 January 2021 | 30 April 2021 |
| Easy One Securities Limited 易易壹證券有限公司 |
RO | 2 | 22 October 2019 | 05 January 2021 |
| Easy One Securities Limited 易易壹證券有限公司 |
RE | 2 | 14 August 2018 | 22 October 2019 |
| Easy One Securities Limited 易易壹證券有限公司 |
RO | 4 | 16 March 2017 | 05 January 2021 |
| Easy One Securities Limited 易易壹證券有限公司 |
RO | 1 | 31 August 2016 | 05 January 2021 |
| CLC Securities Limited 創僑證券有限公司 |
RE | 1 | 11 February 2016 | 17 August 2016 |
| CLC Futures Limited 創僑期貨有限公司 |
RE | 2 | 11 February 2016 | 17 August 2016 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RE | 2 | 10 April 2015 | 01 February 2016 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RE | 1 | 10 March 2015 | 01 February 2016 |
| Huabang Securities Limited 華邦證券有限公司 |
RO | 1, 4 | 18 December 2012 | 27 February 2015 |
| Huabang Securities Limited 華邦證券有限公司 |
RE | 1 | 23 March 2012 | 18 December 2012 |
| China Tonghai Securities Limited 中國通海證券有限公司 |
RE | 1, 2, 9 | 09 July 2010 | 15 March 2012 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 31 August 2009 | 18 June 2010 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 31 August 2009 | 18 June 2010 |
| Enlighten Futures Limited 名匯期貨有限公司 |
RE | 2 | 08 April 2009 | 19 August 2009 |
| Enlighten Securities Limited 名匯證券有限公司 |
RE | 1 | 08 April 2009 | 19 August 2009 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RE | 4 | 03 April 2008 | 03 October 2008 |