SFC Licences of LI Yi 李懿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Jinluo Securities Limited 金洛證券有限公司	RO	4	02 January 2024
Jinluo Securities Limited 金洛證券有限公司	RO	9	07 September 2023
Jinluo Securities Limited 金洛證券有限公司	RO	1	07 September 2023
Greenfield Asset Management Limited 景源資產管理有限公司	RO	9	15 August 2022	08 August 2023
Greenfield Asset Management Limited 景源資產管理有限公司	RE	9	09 June 2022	15 August 2022
China On Securities Limited 中安證券有限公司	RO	1	09 July 2021	26 November 2021
China On Securities Limited 中安證券有限公司	RE	9	09 July 2021	26 November 2021
China On Securities Limited 中安證券有限公司	RE	1	15 June 2021	09 July 2021
Golden Asset Management Co., Limited 金色資產管理有限公司	RO	1	17 August 2020	02 June 2021
Fulbright Futures Limited 富昌期貨有限公司	RE	2	17 June 2016	21 April 2020
Fulbright Securities Limited 富昌證券有限公司	RE	1	17 June 2016	21 April 2020
Zhongtai International Futures Limited 中泰國際期貨有限公司	RE	2	01 December 2015	06 June 2016
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	13 October 2015	06 June 2016
South China Securities Limited 南華證券投資有限公司	RE	1	14 July 2014	07 October 2015
BaoQiao Partners Capital Limited 寶橋融資有限公司	RE	6	10 March 2008	31 December 2008
BaoQiao Partners Capital Limited 寶橋融資有限公司	RE	1	10 March 2008	31 December 2008