SFC Licences of RYU Tantan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 24 April 2020 | |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 09 December 2015 | 29 April 2016 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 09 December 2015 | 29 April 2016 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 02 August 2013 | 31 August 2015 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 02 August 2013 | 31 August 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 28 April 2011 | 24 January 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 28 April 2011 | 24 January 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 March 2008 | 20 October 2010 |