SFC Licences of NG Wai Kei 吳偉基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 27 November 2019 | |
Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 03 April 2017 | 31 May 2019 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 19 October 2012 | 30 April 2014 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 16 August 2011 | 18 August 2012 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 27 October 2008 | 05 August 2011 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 18 March 2008 | 21 September 2008 |