SFC Licences of KWOK Ronald King-wong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 13 April 2010 | 13 June 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 13 April 2010 | 13 June 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 13 April 2010 | 13 June 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 17 September 2009 | 26 November 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 17 September 2009 | 26 November 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 10 March 2008 | 06 December 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 10 March 2008 | 06 December 2008 |