SFC Licences of KAUFMANN Kai
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 October 2019 | 12 August 2022 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 10 March 2008 | 12 August 2019 |