SFC Licences of KAN Pui Lai 簡佩麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 07 March 2022 | 07 July 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 07 March 2022 | 07 July 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 12 May 2014 | 06 March 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 01 August 2013 | 25 February 2014 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 1 | 14 February 2012 | 10 April 2013 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 14 March 2008 | 22 October 2008 |