SFC Licences of YUNG Yu 翁羽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 16 July 2009 30 November 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 11 March 2008 30 June 2009