SFC Licences of LIU Ngo Tin 廖傲天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 1 | 04 March 2011 | 19 June 2012 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 05 February 2010 | 02 February 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 17 April 2008 | 29 August 2009 |