SFC Licences of TIAN Xiaoan 田晓安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 10 June 2015 30 October 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 10 June 2015 30 October 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 30 September 2014 17 April 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 30 September 2014 17 April 2015
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 15 October 2013 26 September 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 13 November 2008 26 September 2014
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 RE 6 10 March 2008 16 October 2008