SFC Licences of TIAN Xiaoan 田晓安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 10 June 2015 | 30 October 2017 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 10 June 2015 | 30 October 2017 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 30 September 2014 | 17 April 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 30 September 2014 | 17 April 2015 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 15 October 2013 | 26 September 2014 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 13 November 2008 | 26 September 2014 |
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 10 March 2008 | 16 October 2008 |