SFC Licences of LIM Yoo Min 任裕敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	7	08 July 2014	11 May 2020
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	2	08 July 2014
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	08 July 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	2	07 February 2014	20 May 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	26 March 2012	20 May 2014
Merrill Lynch Futures (Hong Kong) Limited	RE	2	21 June 2010	21 August 2010
Merrill Lynch Far East Limited	RE	1	21 June 2010	21 August 2010
Merrill Lynch (Asia Pacific) Limited	RE	1	21 June 2010	21 August 2010
Merrill Lynch Futures (Hong Kong) Limited	RE	2	19 May 2010	19 June 2010
Merrill Lynch Far East Limited	RE	1	19 May 2010	19 June 2010
Merrill Lynch (Asia Pacific) Limited	RE	1	19 May 2010	19 June 2010
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	7	12 March 2008	09 September 2009
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	12 March 2008	09 September 2009
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	2	12 March 2008	09 September 2009