SFC Licences of MAK Ngo Sze, Alvan 麥敖師
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 23 July 2008 | 15 June 2009 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 23 July 2008 | 15 June 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 23 July 2008 | 15 June 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 July 2008 | 15 June 2009 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 11 March 2008 | 17 May 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 11 March 2008 | 17 May 2008 |