SFC Licences of WONG Ka Man 黃嘉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 24 August 2011 | 04 April 2016 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 20 September 2010 | 15 August 2011 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 20 September 2010 | 15 August 2011 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 11 March 2008 | 14 August 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 11 March 2008 | 14 August 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 11 March 2008 | 14 August 2010 |