SFC Licences of FOK James Alistair 霍炳光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 05 February 2009 | 01 December 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 05 February 2009 | 01 December 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 February 2009 | 01 December 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 March 2008 | 10 December 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 10 March 2008 | 10 December 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 10 March 2008 | 10 December 2008 |