SFC Licences of HUANG Hua-Lun 黃華倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 22 May 2017 | |
CLC Securities Limited 創僑證券有限公司 | RE | 1 | 21 January 2015 | 14 February 2017 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 26 May 2014 | 13 January 2015 |
Open Securities Limited 開盤證券有限公司 | RE | 2 | 12 July 2013 | 21 March 2014 |
Open Securities Limited 開盤證券有限公司 | RE | 1 | 12 July 2013 | 21 March 2014 |
Open Securities Limited 開盤證券有限公司 | RE | 2 | 05 July 2012 | 30 April 2013 |
Open Securities Limited 開盤證券有限公司 | RE | 1 | 05 July 2012 | 30 April 2013 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 23 May 2008 | 01 June 2012 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 23 May 2008 | 01 June 2012 |