SFC Licences of TIEN Yu-Ping 田育彬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MFEX Hong Kong Limited | RO | 1 | 01 June 2021 | |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 | RO | 1 | 05 February 2020 | 31 May 2021 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 | RO | 9 | 24 September 2018 | 31 May 2021 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 | RO | 4 | 24 September 2018 | 31 May 2021 |
| Globe Capital Asset Management Limited 環球資本資產管理有限公司 | RO | 9 | 16 August 2017 | 31 August 2018 |
| Globe Capital Asset Management Limited 環球資本資產管理有限公司 | RO | 4 | 16 August 2017 | 31 August 2018 |
| Globe Capital Asset Management Limited 環球資本資產管理有限公司 | RO | 1 | 16 August 2017 | 31 August 2018 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 1 | 29 June 2015 | 15 August 2017 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 9 | 23 September 2014 | 15 August 2017 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 4 | 23 September 2014 | 15 August 2017 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 | RE | 1 | 24 April 2008 | 15 August 2008 |