SFC Licences of ZENG Luhai 曾鹿海

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 6 18 June 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 18 June 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 28 February 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 28 February 2020 18 June 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 28 February 2020 18 June 2020
ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 RO 1 06 September 2019 10 February 2020
CMB International Capital Limited 招銀國際融資有限公司 RO 1 25 July 2018 04 March 2019
CMB International Securities Limited 招銀國際證券有限公司 RE 1 23 February 2018 04 March 2019
CMB International Capital Limited 招銀國際融資有限公司 RO 6 04 August 2015 04 March 2019
CMB International Capital Limited 招銀國際融資有限公司 RE 1 27 March 2018 25 July 2018
CMB International Capital Limited 招銀國際融資有限公司 RO 1 07 September 2017 27 March 2018
CMB International Capital Limited 招銀國際融資有限公司 RE 1 01 June 2015 07 September 2017
CMB International Capital Limited 招銀國際融資有限公司 RE 6 01 June 2015 04 August 2015
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 14 January 2014 25 March 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 26 November 2008 25 March 2014
China International Capital Corporation (Hong Kong) Limited 中國國際金融(香港)有限公司 RE 6 13 March 2008 31 December 2008