SFC Licences of ZENG Luhai 曾鹿海

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	6	18 June 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	18 June 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	6	28 February 2020	18 June 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	28 February 2020	18 June 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	28 February 2020
ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司	RO	1	06 September 2019	10 February 2020
CMB International Capital Limited 招銀國際融資有限公司	RO	1	25 July 2018	04 March 2019
CMB International Capital Limited 招銀國際融資有限公司	RE	1	27 March 2018	25 July 2018
CMB International Securities Limited 招銀國際證券有限公司	RE	1	23 February 2018	04 March 2019
CMB International Capital Limited 招銀國際融資有限公司	RO	1	07 September 2017	27 March 2018
CMB International Capital Limited 招銀國際融資有限公司	RO	6	04 August 2015	04 March 2019
CMB International Capital Limited 招銀國際融資有限公司	RE	1	01 June 2015	07 September 2017
CMB International Capital Limited 招銀國際融資有限公司	RE	6	01 June 2015	04 August 2015
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	14 January 2014	25 March 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	6	26 November 2008	25 March 2014
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司	RE	6	13 March 2008	31 December 2008