SFC Licences of LI Jiang Zheng 李洸政
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 1 | 05 July 2013 | 31 May 2014 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 November 2012 | 02 July 2013 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 November 2012 | 02 July 2013 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 11 December 2008 | 08 December 2011 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 16 October 2008 | 20 October 2008 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 16 October 2008 | 20 October 2008 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 18 March 2008 | 01 July 2008 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 18 March 2008 | 01 July 2008 |