SFC Licences of LI Jiang Zheng 李洸政

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 1 05 July 2013 31 May 2014
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 15 November 2012 02 July 2013
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 15 November 2012 02 July 2013
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 11 December 2008 08 December 2011
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 16 October 2008 20 October 2008
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 16 October 2008 20 October 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 18 March 2008 01 July 2008
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 18 March 2008 01 July 2008