SFC Licences of CHAN Sei Yuen 陳詩苑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 23 April 2015 | |
Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 12 March 2013 | 20 April 2015 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 12 March 2013 | 20 April 2015 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 02 August 2012 | 01 March 2013 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 17 September 2010 | 01 March 2013 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 September 2010 | 01 March 2013 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 18 March 2008 | 01 September 2010 |