SFC Licences of LAU Yan Pan 劉仁斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Alphadyne Asset Management (Hong Kong) Limited | RE | 9 | 24 April 2023 | |
| Complus Asset Management Limited 金栢資產管理有限公司 | RE | 9 | 12 March 2012 | 19 January 2018 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 12 March 2008 | 14 March 2010 |