SFC Licences of RATTANARUENGYOT Thongchai 蔡通財
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Balyasny Asset Management (Hong Kong) Limited | RE | 9 | 01 April 2021 | 26 April 2023 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 9 | 08 August 2019 | 18 December 2020 |
Elliott Advisors (HK) Limited | RE | 9 | 12 September 2011 | 28 July 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 28 November 2008 | 01 July 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 28 November 2008 | 01 July 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 17 March 2008 | 17 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 17 March 2008 | 17 September 2008 |