SFC Licences of WOODROW Stephen Lawrence
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 01 February 2016 | 29 September 2023 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 February 2016 | 29 September 2023 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 20 June 2014 | 29 July 2016 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 20 June 2014 | 29 April 2016 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 20 June 2014 | 29 April 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 June 2009 | 04 November 2013 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 June 2009 | 04 November 2013 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 14 July 2008 | 04 November 2013 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 18 June 2008 | 04 November 2013 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 17 March 2008 | 23 November 2009 |