SFC Licences of CHEN Yu 陳宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 06 October 2010 | 19 May 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 06 October 2010 | 19 May 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 06 October 2010 | 19 May 2011 |
| Merrill Lynch Far East Limited | RE | 6 | 13 March 2009 | 27 August 2010 |
| Merrill Lynch Far East Limited | RE | 4 | 13 March 2009 | 27 August 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 13 March 2009 | 27 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 13 March 2009 | 27 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 March 2009 | 27 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 March 2009 | 27 August 2010 |
| Merrill Lynch Far East Limited | RE | 6 | 14 March 2008 | 21 October 2008 |
| Merrill Lynch Far East Limited | RE | 4 | 14 March 2008 | 21 October 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 14 March 2008 | 21 October 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 14 March 2008 | 21 October 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 14 March 2008 | 21 October 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 March 2008 | 21 October 2008 |