SFC Licences of LAW Ching Yee, Carol 羅靜怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 9 22 November 2013 27 November 2015
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 9 08 September 2010 22 November 2013
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 2 19 March 2008 28 May 2015
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 1 19 March 2008
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 1 19 March 2008