SFC Licences of LAW Ching Yee, Carol 羅靜怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
JS Cresvale Capital Limited 日盛嘉富資本有限公司 | RO | 9 | 22 November 2013 | 27 November 2015 |
JS Cresvale Capital Limited 日盛嘉富資本有限公司 | RE | 9 | 08 September 2010 | 22 November 2013 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RO | 2 | 19 March 2008 | 28 May 2015 |
JS Cresvale Capital Limited 日盛嘉富資本有限公司 | RO | 1 | 19 March 2008 | |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RO | 1 | 19 March 2008 |