SFC Licences of BROWN Alison Rosemary

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Investment Funds (Hong Kong) Limited	RO	9	27 August 2021	02 September 2022
HSBC Global Asset Management (Hong Kong) Limited	RO	9	27 August 2021	02 September 2022
HSBC Investment Funds (Hong Kong) Limited	RO	4	10 July 2018	02 September 2022
HSBC Investment Funds (Hong Kong) Limited	RO	1	10 July 2018	02 September 2022
HSBC Global Asset Management (Hong Kong) Limited	RO	4	10 July 2018	02 September 2022
HSBC Global Asset Management (Hong Kong) Limited	RO	1	10 July 2018	02 September 2022
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	4	10 July 2018	20 January 2020
HSBC Investment Funds (Hong Kong) Limited	RE	9	30 July 2015	27 August 2021
HSBC Global Asset Management (Hong Kong) Limited	RE	9	30 July 2015	27 August 2021
HSBC Investment Funds (Hong Kong) Limited	RE	4	30 July 2015	10 July 2018
HSBC Investment Funds (Hong Kong) Limited	RE	1	30 July 2015	10 July 2018
HSBC Global Asset Management (Hong Kong) Limited	RE	4	30 July 2015	10 July 2018
HSBC Global Asset Management (Hong Kong) Limited	RE	1	30 July 2015	10 July 2018
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	1	17 October 2013	28 July 2014
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RE	9	17 March 2008	07 April 2009
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RE	4	17 March 2008	07 April 2009